Cecily's Reviews > In the Penal Colony

In the Penal Colony by Franz Kafka
Rate this book
Clear rating

by
1199525
's review

it was amazing
bookshelves: kafka-and-kafkaesque, favourites, short-stories-and-novellas, aaabsolute-favourites
Read 2 times. Last read November 27, 2024.

There is often menace and even horror in Kafka's works, but not usually blood and gore, as this has. Nevertheless, in many ways, it is quintessential Kafka, featuring abuse of the law, the mental horror of a helpless and uniformed protagonist, an outsider, a degree of surrealism, and some dry asides.

The Harrowing Harrow

The plot is grim but simple. A traveller to a tropical penal colony is invited to watch their unique method of execution: a complex machine (the Harrow) engraves the words of the offence in an illegible script. The condemned man usually dies about 12 hours later, but as the words are drilled into him, he is supposed to experience a moment of revelation and regret.

The machine is explained in graphic detail by the officer who has devoted years to its upkeep and worships it almost as much as he worships the previous commander who invented it. The officer is despairing that the new commander is not enlightened enough to give full support to the method and fears the commander wants to abolish it.

I expect Orwell had this in mind in 1984: “In the old days the heretic walked to the stake still a heretic… But we make the brain perfect before we blow it out.”

Although proud of the moment of enlightenment bestowed just before death, the officer's concern is mechanics, not morality. Was it madness that made him so obsessed, or his obsession that drove him to madness?

Does Inaction Make one Morally Culpable for Events?

The traveller is horrified, but is unsure whether or how he should intervene. He is an honoured guest, and from a country that is not the colonial power.

In this short story, there are three times when he considers acting. But he does not. "He knew what was going to happen but he had no right to hinder" because the officer was acting logically according to his own principles.

He does not even say farewell to the commandant. He just sails away. I'm reminded of Le Guin's chilling short story, The Ones Who Walked Away from Omelas, which I reviewed HERE.

Sacrifice

In a twist, the one who is sacrificed to the machine is the one who worships it. But even that is futile: the face of the dead officer showed "no sign of the promised deliverance... What all the others had found in the machine, the officer had not found."

Quintessentiallity

The particularly Kafkaesque elements are that the condemned man never knows his crime. It is a trumped up charge of "insubordination and insulting a senior officer", which arises from a pointless job at which success is almost impossible: he fell asleep, so failed to salute the (sleeping) captain's door on the hour, every hour, through the night.

Furthermore, the accused has had no opportunity to defend himself, does not initially know he is due to be executed, or how, and does not speak the language of the officer, traveller or guard. The officer is judge, jury and executioner, something he is proud of - after all, "guilt is always beyond question".

Resurgam

The more surprising and sinister aspect is the fact that the few remaining followers of the previous commander believe that one day he "will rise again" from his grave...

See also

• See my Kafka-related bookshelf for other works by and about Kafka: HERE.

• Another outsider viewing a strange tradition is the narrator of Shirley Jackson's equally disturbing short story, The Lottery, which I reviewed HERE.

• There's a story in Daisy Johnson's Fen about someone's speech causing physical pain, but it's mystical, rather than gory. See my review HERE.

• For a dystopian take on one person's language inflicting extreme physical pain on others, see Ben Marcus' The Flame Alphabet. See my review HERE.

• For a brutal and beautiful alternative to the Harrow, see Yevgeny Zamyatin’s WE. See my review HERE.

• See Bruce's excellent review for an interesting angle, seeing this as a metaphor for language and communication: HERE.

• There is/was an operatic adaptation, which is worth seeing if you have the chance.

Short story club

I read this again in Black Water: The Anthology of Fantastic Literature, by Alberto Manguel, from which I’m reading one story a week with The Short Story Club, starting 4 September 2023.

You can read this story HERE.

You can join the group here.

345 likes · flag

Sign into Goodreads to see if any of your friends have read In the Penal Colony.
Sign In »

Reading Progress

September 26, 2010 – Started Reading
September 26, 2010 – Shelved
September 26, 2010 – Shelved as: kafka-and-kafkaesque
September 26, 2010 – Shelved as: favourites
October 5, 2010 – Finished Reading
November 27, 2014 – Shelved as: short-stories-and-novellas
December 14, 2016 – Shelved as: aaabsolute-favourites
November 27, 2024 – Started Reading
November 27, 2024 – Finished Reading

Comments Showing 1-50 of 50 (50 new)

dateDown arrow    newest »

Lindsay I enjoyed seeing Satyagraha in 2010 but having read The Penal Colony a few years earlier I wasn't sure I could stomach the opera!! This remains the most disturbing story I've ever read... only Philip Glass would think "hey guys, let's write the musical!" :-)


Cecily Yes, it's a disturbing story, but all the better for that. Telling it as an opera sounded strange, but overall, I found it a refreshing way to consider a familiar tale (even though there were times when I didn't think the music was quite "right").


message 3: by doug (new)

doug bowman I love teaching this one


message 4: by Lit Bug (new) - added it

Lit Bug This sounds so interesting! Thank you - and the review is so well-written :)


message 5: by Dolors (new)

Dolors This story deeply disturbed me, specially when relating such an instrument of torture with the nature of language, piercing one's skin with one's supposed crime as a way of "cleansing" the soul.... I find the implications of what Kafka might have been thinking when he wrote this story. Chilling but superb. As all his works.


Cecily Indeed. Teaching it must be an emotional experience, too. I wonder how Doug's pupils take it?


Duane The officer's complete indifference to justice and human suffering while obsessing over maintenance of the equipment, is the most devastatingly accurate portrayal imaginable of the petty bureaucratic filth who inhabit bureaucracies everywhere, in every society, in every political system, all throughout history.

This is what makes Kafka such a genius - it's not that he says it better than anyone else, it's that it's impossible for anyone else to say it any better.


Cecily Very well put, Duane.


David Sarkies Kafka certainly has a way to exploring the absurdity of modernism. It is interesting the the accused cannot communicate with anybody else because it sounds as if what occurred in Germany's colonies prior to the war.


Cecily Indeed, David. On the other hand, it's all too easy for modern readers to infer knowledge or just prescience that Kafka didn't necessarily have, because we have the benefit of hindsight.


Cecily Thanks, Sabah. For one who has not read Kafka, your description is remarkably apt - except that after he's dissected it, you're still not entirely sure what you're looking at.


Cecily Much as I admire Kafka as an author, he would fall short of my ideal man on many criteria.


message 13: by Apatt (new)

Apatt So you borrowed Jodie Whitaker's time machine and went back to post this 7 years ago to flummox me, eh? Nice try!

This sounds right up my street (two doors to the left), Omelas seems to get mentioned a lot. Le Guin > @Wood!


message 14: by Cecily (last edited Aug 10, 2017 05:52AM) (new) - rated it 5 stars

Cecily Apatt wrote: "So you borrowed Jodie Whitaker's time machine and went back to post this 7 years ago to flummox me, eh? Nice try!

This sounds right up my street (two doors to the left), Omelas seems to get mentioned a lot..."


Damn. Didn't it work?

I was updating several reviews, which all reference each other (including Omelas). This one hasn't been out and about for a few years, so I did bother unchecking the box to send it to the newsfeed.

Either that, or I have a time machine.

Then again, if I did, I'd find something else to do with it... Like jump ahead a few days so I can read YOUR review of this!


message 15: by Apatt (new)

Apatt Cecily wrote: "I was updating several reviews, which all reference each other (including Omelas)...."

Ah! It's the beginning of Ceciverse! 😉


Cecily Apatt wrote: "Ah! It's the beginning of Ceciverse! 😉"

If I disappear for a bit, you'll know why!


message 17: by Greg (new) - added it

Greg Okay, I'll try just one more Kafka.


Cecily Greg wrote: "Okay, I'll try just one more Kafka."

This one is pretty short, and in some ways, quite straightforward. Rather grim, though.


Gaurav Nice review Cecily, you brought back memories associated with works of Kafka, thanks for it :)


Cecily Gaurav wrote: "Nice review Cecily, you brought back memories associated with works of Kafka, thanks for it :)"

Thanks, Guarav. I hope they were, if not happy memories, interesting ones.


Cecily Zoheb wrote: "Cecily, loved the presentation of your review."

Thanks, Zoheb.


message 22: by Tara (new)

Tara Great analysis, Cecily. This is also one of my favorite Kafka stories.


Cecily Tara wrote: "Great analysis, Cecily. This is also one of my favorite Kafka stories."

Thanks, Tara.


Cecily Greta wrote: "This short story is so great and I loved it as well, thank you so much!"

It is, and thank you for sharing your observation in your own review about the Harry Potter homage.


message 25: by JimZ (new) - rated it 2 stars

JimZ I did not understand the crux of the novella. I have a suspicion after reading your review and that of others I will.


Cecily JimZ wrote: "I did not understand the crux of the novella. I have a suspicion after reading your review and that of others I will."

I'm flattered, but my understanding is just one, and I'm sure it's incomplete. It's certainly a story worth reading around and then rereading.


Fergus, Quondam Happy Face Thank you, THANK you for this beautiful review. Surely it ranks among my own personal Kafka favourites!


Cecily Fergus wrote: "Thank you, THANK you for this beautiful review. Surely it ranks among my own personal Kafka favourites!"

You're very kind. Thank you, Fergus, and I'm sorry you enjoyment of the story was diluted by so many typos.


Fergus, Quondam Happy Face Yes, it was too bad, but it turned out to be a weak.German trannsliteration of Philip Glass' libretto (for the opera)! A far remove from the original story...


Cecily Fergus wrote: "Yes, it was too bad, but it turned out to be a weak.German trannsliteration of Philip Glass' libretto (for the opera)! A far remove from the original story..."

I hadn't realised there was a Philip Glass opera - I adore his music.


Fergus, Quondam Happy Face Yes - me, too. He seems to encapsulate our postmodern angst - with his conflictual overlay of disparate tempi and time signatures - at living boxed within a world that is at one and the same time liberating and cruelly repressive!


message 32: by Cecily (last edited Nov 25, 2021 05:36AM) (new) - rated it 5 stars

Cecily Fergus wrote: "[Philip Glass] seems to encapsulate our postmodern angst - with his conflictual overlay of disparate tempi and time signatures - at living boxed within a world that is at one and the same time l..."

Have you seen, or heard, his Akhnaten? the music is magical, but the ENO production in London, which I think went to Broadway recently, is a stunning, minimalist but multi-sensory adaptation. You can find clips on YouTube.


Fergus, Quondam Happy Face That's my great favourite among his operas! And another minimalist work I loved thirty years ago was John Adams' Nixon in China. Do you know it?


Cecily Fergus wrote: "That's my great favourite among his operas! And another minimalist work I loved thirty years ago was John Adams' Nixon in China. Do you know it?"

Amazing. And no, I don't know of John Adams' Nixon in China... yet! Thanks.


message 35: by Lou (new) - rated it 4 stars

Lou Weed this review looks like it's good, but can I read it before I read the book without spoiling it?


Cecily emptydescartes wrote: "this review looks like it's good, but can I read it before I read the book without spoiling it?"

There are no overt spoilers, but always I think it's best not to read any reviews shortly before reading something. I hope you enjoy this shocking and wonderful story.


message 37: by Lou (new) - rated it 4 stars

Lou Weed thanks for the reply ..yeah I think I'll wait on reading about the plot or reviews until after. I like learning about the circumstances around the composition before but that's about it. I'm semi new to Kafka; I loved the trial, not exactly sure what to think of the metamorphosis yet because I just read it, but that's all I've read of him.

any other works/texts or his that you'd specifically recommend? I've heard the castle is an important work of his also.
thanks!


Cecily emptydescartes wrote: "... any other works/texts or his that you'd specifically recommend? I've heard the castle is an important work of his also."

The Castle is indeed an important work. Like all his novels, it's unfinished - most startlingly because it stops mid-sentence! But that feels apt, and the rest of it reads like a finished work, though of course, I'm reading it in translation and don't know how much it was tided up.

But don't overlook his short works, some of which are very short indeed, and show more variety. Being short, they're good to intersperse with other reading.


message 39: by Lea (new)

Lea Brilliant, Cecily! Love your analysis. The Resurgam can be connected with the religious reading of the text where the Commander is viewed as a figure of Christ,.


Cecily Lea wrote: "Brilliant, Cecily! Love your analysis. The Resurgam can be connected with the religious reading of the text where the Commander is viewed as a figure of Christ,."

Exactly, which is profound, but also, coming from a Jewish writer, rather surprising. Thanks, Lea.


Larrry G "Does Inaction Make one Morally Culpable for Events?" A quandary the "real" world does not seem to tire of presenting us with . . .


Cecily Larrry wrote: ""Does Inaction Make one Morally Culpable for Events?" A quandary the "real" world does not seem to tire of presenting us with . . ."

Gosh, that's far truer now than when I wrote the first version of this review.


Michael I also read this interesting book. If I may say, the metaphor the condemned is assumed guilty-no trail no defense raises a lot of questions. The story leaves the reader with much to ponder and a rich source of nightmare material.


Cecily Michael wrote: "... If I may say, the metaphor the condemned is assumed guilty-no trail no defense raises a lot of questions. The story leaves the reader with much to ponder and a rich source of nightmare material."

Of course you may say it, and I agree. But some nightmares are good for the brain.


message 45: by Laysee (new)

Laysee Cecily, wow! A horrifying tale of the ‘Harrowing Harrow.’ The twist you described is brilliant.


Cecily Laysee wrote: "Cecily, wow! A horrifying tale of the ‘Harrowing Harrow.’ The twist you described is brilliant."

The details are revolting and graphic, but should you ever have the stomach for it, I'm sure you'd find it profound and fascinating. However, I'm not pushing you.


s.penkevich This is such a marvelous review! I really enjoyed your connection to Le Guin's Ones Who Walk Away, that is really apt. I was also like "hey buddy...you just going to watch???" while reading this. The Lottery is a really great companion read too, wow, well done. Glad you enjoyed this! Well "enjoy" in a loose sense I suppose haha


message 48: by Cecily (last edited Feb 22, 2025 03:09PM) (new) - rated it 5 stars

Cecily s.penkevich wrote: "This is such a marvelous review! I really enjoyed your connection to Le Guin's Ones Who Walk Away, that is really apt. I was also like "hey buddy...you just going to watch???"..."

Omelas is a touchpoint for many other stories, before and after, which is part of its brilliance, imo. If only this Kafka story were better known, it would be true of this too. As for "just going to watch?", that is odd and shocking, but what would you do? And what's the significance of THREE lost opportunities? (It makes me think of Peter denying Jesus three times, which is weird, when Kafka was Jewish, but the Resurgam aspect also makes me think of the New Testament.)


Tylah Great review!


Cecily Tylah wrote: "Great review!"

Thank you, especially given how little you enjoyed Kafka's tale.


back to top